FINRA Imposes $75,000 Penalty on Crown CapitalFinancial Industry Regulatory Authority (FINRA) has recently penalized Crown Capital Securities for paying nearly $19.3 million in transaction-based compensation to unregistered entities.
Source: FINRA Imposes $75,000 Penalty on Crown Capital (https://www.financemagnates.com/forex/brokers/finra-imposes-75000-penalty-on-crown-capital/)